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Investor Responsibilities

1. Each investor is eligible to possess one and only one exclusive identification number (IN), used to facilitate securities transactions with respect to settlement and transfer of shares to and from his account each time he buys or sells shares. Thus, it's prohibited to have more than one IN, and failure to comply with this rule constitutes a violation by the investor and will be subject to legal action.

2. An investor is required to disclose any shareholdings equal to or greater than 5% of the company's issued capital.


3. An investor is responsible for all costs associated with trading securities. Therefore, he is required to pay, upon request of his broker, all the amount necessary to cover his transactions, in particular the purchasing price and commissions or other fees required by ADSM and DFM.

4. The customer shall deliver to the ADSM or DFM Broker a duly signed power of attorney under which it authorize such persons to execute shares transfer forms on its behalf.

5. The customer is responsible to inform his Broker if he has not received confirmation as per his instruction within 48 Hours.



Page Last updated on : 07 October 2007 At 09:01
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