Assist in performing sudden inspection on brokerage firms based on information issued
by Market Control and Trading Surveillance Section or based on sudden inspection visits
or the possibility of fraud during securities and commodities trading in the securities
Assist in auditing interim and annual financial statements and financial reports issued by
brokerage firms to ensure their compliance with laws, policies and procedures of their
preparation, ensure that the capital of brokerage firms is enough for continuing their work
in the securities market and prepare quarterly reports on the financial position of the
Assist in auditing on all budgets, profit and loss account and all financial statements
concerning financial markets, commodities and brokerage firms.
Assist in auditing trading records of companies to verify their compliance with laws,
regulations, instructions and decisions concerning the registration of all transactions that
occur in the securities and commodities market, trading and budgets related to that.
Assist in searching and obtaining information related to financial movements and various trading carried out by brokerage firms.