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MOUs > International Cooperation

International Cooperation l International Organizations l Internal Cooperation

Cooperation with other Authorities:

Since its establishment, the Securities and Commodities Authority (SCA) has been working to boost mutual cooperation with its counterparties. The SCA has entered into several bilateral Memoranda of Understanding (MoUs) with regulatory authorities in different parts of the world with the aim of boosting cooperation and exchange of information. These MoUs facilitate exchange of training and technical assistance and hence developing the financial markets under the jurisdiction of these authorities.

Following is the list of these MoUs:

     

Name

Date

Memorandum of Understanding (MoU) among regulators of financial markets of the Gulf Cooperation Council (GCC) countries.

15-Sep-2015

State Committee for Securities -  Republic of Azerbaijan

02-Apr-2015

National Securities and Stock Market Commission - Ukraine

13-Jan-2015

Capital Markets Authority -  Kuwait

15-Dec-2014

Financial Supervision Authority - Romania

04-Jun-2014 

Jersey Financial Services Commission

05-May-2014

Securities And Exchange Commission of Pakistan

07-Nov-2013

Labuan Financial Services Authority / Malaysia

16-Sep-2013

Securities And Exchange Commission of Brazil

16-Sep-2013

MoU concerning consultation, cooperation and the exchange of

information related to the supervision of the Alternative Investment

Fund Managers Directive (AIFMD) entities with EU Authorities

22-Jul-2013

Polish Financial Supervision Authority

07-Feb-2013

MMoU of the International Organization of Securities Commissions

11-Oct-2012

Commission De Surveillance Du Secteur Financier - Luxembourg

18-Jan-2012

Financial Services And Markets Authority - The Kingdom Of Belgium

16-Jan-2012

Hellenic Capital Market Commission - Greece

11-Jan-2012

Capital Markets Board of Turkey

13-Oct-2010

Autorité Des Marchés Financiers - Québec, Canada

08-Jun-2010

The Irish Financial Services Regulatory Authority

07-Jun-2010

Comisión Nacional Del Mercado De Valores - Spain

13-Apr-2010

Palestine Capital Market Authority

21-Dec-2009

Central Bank of Lebanon (Banking Control Commission of Lebanon)

18-Nov-2009

Authority of French Markets

07-Apr-2009

Federal Financial Markets in Russia

31-Mar-2009

Financial Services Authority in United Kingdom

03-Mar-2009

Centre for Coordination and Control Over Functioning of Securities Market under the State Property Committee of the Republice of Uzbekistan (CSM)

17-Mar-2008

Federal Financial Supervisory (BAFIN) - Germany

10-Feb-2008

New Zealand Securities Commission

09-Dec-2007

ISLE of Man Financial Supervision Commission

28-Nov-2007

Financial Services Board, South Africa

11-Apr-2007

State Securities Commission, Vietnam

04-Sep-2007

Securities and Ecxchange Commission, Thailand

16-Jul-2007

Korea Financial Supervisory Commission

22-May-2007

Securities and Exchange Board of India, India

26-Mar-2007

Capital Market Authority, \sultant of Oman

29-Jan-2007

Syrian Commission on Financial Markets and Securities

19-Dec-2006

China Securities Regulatory Commission

06-Dec-2006

Securities Comission of Tunis / Conseil Du Marche' Financier

05-Jun-2006

le Conseil Déontologique des Valeurs Mobilières (CDVM)/ Morroco

05-Jun-2006

Commission d’Organisation et de Surveillance des opérations de Bourse/ Algeira

01-May-2006

Jordan Securities Commision

04-Apr-2006

Capital Market Authority, Egypt

20-Mar-2006

Dubai Financial Services Authority

27-Sep-2005

Monetary Authority of Singapore

14-Aug-2005

Australian Securities & Investments Commission

14-Mar-2005

Securities Commission of Malaysia

01-Mar-2005


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

  

 

 

 

 

 

 

 

 

 

 

 

The SCA also signed MoUs with a number of specialized international institutions and bodies to benefit from their services, including professional training, research and accredited programs to help develop the UAE financial markets and financial industry, in general, and to uplift the professional standards of personnel of the securities industry, in particular.

Following is the list of these MoUs:

     

Name

Date

NASDAQ Inc

07-Sep-2016

The Accounting and Auditing Organization for Islamic Financial Institutions(AAOIFI)

24-May-2016

The Chartered Alternative Investment Analyst Association, Inc. (CAIAA)

03-Nov-2015

The Korea Financial Investment Association (KOFIA)

15-Jun-2015

PEPOLECERT International Limited (PCI)

28-May-2015

General Council for Islamic Banks and Financial Institutions (CIBAFI)

18-Nov-2014

The Securities Industry Development Corporation (SIDC)

28-Oct-2014

American Academy of Financial Management

24-Jul-2013

The Arab Academy for Banking and Financial Sciences

28-Feb-2013

International Capital Market Association

06-Nov-2012

The International Federation of Technical Analysts

09-May-2011

International Compliance Association

16-Feb-2011

The International Centre For Financial Regulation (ICFR)

14-Jun-2010

CFA Institute

09-Jun-2009

Certified Institute for Securities and Investment

16-Jan-2009

Cass Business School, U.K

29-Oct-2007



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