|
No. |
Issue Date |
Regulation |
Source |
| 1 |
03-07-2000 |
Decision no (11) of 2000 concerning the regulations as to market licensing and supervision |
The Council of Ministers |
| 2 |
03-07-2000 |
Decision no (12) of 2000 concerning the regulations as to the listing of securities and commodities |
The Council of Ministers |
| 3 |
03-07-2000 |
Decision no (13) OF 2000 concerning the regulations as to the functioning of the securities & commodities authority |
SCA Board |
| 4 |
08-04-2000 |
Decision no (1/r) of 2000 concerning the regulation as to brokers *
* Brokers practicing brokerage activity in securities through their branches before 31/10/2010 must adjust their conditions in accordance with its provisions within a period not exceeding (6) months |
SCA Board |
| 5 |
05-11-2000 |
Decision no (2/r)of 2000 concerning the regulations as to membership of the market |
SCA Board |
| 6 |
05-11-2000 |
Decision no (3/r) of 2000 concerning the regulations as to disclosure and transparency |
SCA Board |
| 7 |
05-02-2001 |
Decision no (1) of 2001 concerning the regulations as to the arbitration of disputes arising from the trading of securities and commodities*
Arbitration Fees and Charges has been amended Pursuant to Articles (51) , (52) and shall have effect as of 28/4/2011 |
SCA Board |
| 8 |
18-02-2001 |
Decision no (2/r) of 2001 concerning the regulations as to trading, clearing, settlement, transfer of ownership and custody of securities |
SCA Board |
| 9 |
29-04-2001 |
Decision no (3\r) of 2001 concerning the regulations as to the functioning of the market |
SCA Board |
| 10 |
06-02-2002 |
Decision no (7\r) of 2002 concerning the listing of foreign companies |
SCA Board |
| 11 |
31-05-2003 |
Decision no (70\r) of 2003 concerning the opening of trading floors |
SCA Board |
| 12 |
07-02-2005 |
Decision no (93/r) of 2005 concerning the listing of islamic bonds |
SCA Board |
| 13 |
07-02-2005 |
Decision no (94/r) of 2005 concerning the listing of debt securities |
SCA Board |
| 14 |
31-10-2005 |
Decision no. (157\r) of 2005 concerning the regulations as to listing and trading of commodities and commodities contracts |
SCA Board |
| 15 |
20-09-2007 |
Decision no (66/r) of 2007 concerning the regulations as to rules & accounts separation mechanism at the brokerage firms |
SCA Board |
| 16 |
20-09-2007 |
Decision no (67/r) of 2007 concerning the regulations as to on line trading |
SCA Board |
| 17 |
11-06-2008 |
Decision no (25/r) of 2008 concerning the regulations as to margin trading |
SCA Board |
| 18 |
11-11-2008 |
Decision no (43/r) of 2008 concerning the regulations as to dual listing |
SCA Board |
| 19 |
16-12-2008 |
Decision no (48/r) of 2008 concerning the regulations as to financial consultancy & financial analysis |
SCA Board |
| 20 |
02-07-2009 |
Decision no. (29/r) OF 2009 concerning the regulation OF securities’ safe custody activities |
SCA Board |
| 21 |
02-07-2009 |
Decision no. (33/r) OF 2009 concerning The regulation OF The function OF The keeper OF private shareholding companies register |
SCA Board |
| 22 |
24-02-2010 |
Decision No (12/R) of 2010 concerning the criteria for capital adequacy of the Brokerage firms in securities and commodity contracts |
SCA Board |
| 23 |
16-03-2010 |
Decision No (17/R) of 2010 concerning Anit-Money Laundering and Terrorism Finance Combating Procedures *
The SCA Board decision no. (40) of 2011 concerning the amendment of the anti-money laundering & anti-terrorism funding measures , shall be effectively in place on the next day that publically published in the Gazette |
SCA Board |
| 24 |
28-04-2011 |
SCA Board Resolution No. (17) of 2011 Concerning the Regulations as to The Settlement System on The Basis of the Delivery Versus Payment (DVP) *
The resolution shall have effect as of 28/4/2011 |
SCA Board |