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  • Investment awareness
  • Consultation
  • Warning
  • Violator
  • Complaints
  • Reporting Action

Investment Awareness and Financial Inclusion

Promoting financial inclusion by ensuring that all community members have access to financial services and are familiar with how to use them

Providing legal advise

Providing all legal consultations related to capital markets, licensed companies and their employees, and interpreting the legal texts which mentioned in SCA's Law and related regulations.

Settlement of securities trading disputes

Settlement of grievances related to capital markets transactions filed to Securities and Commodities Authority (SCA) against the decisions issued concerning the following: • Complaints related to disputes arising between investors and entities falling under SCA’s supervision and oversight. • The violations issued against entities falling under SCA’s supervision and oversight, its employees, investors, or the listed companies. • The SCA’s decisions concerning financial activities and services falling under SCA’s oversight. • The decisions issued by markets concerning the violation committed by the entities falling under the SCA’s supervision and oversight, their employers, or the investors.

Reporting Actions

This link aims to give employees, customers, suppliers, and strategic partners the opportunity to report actions that contradict SCA’s principles of Good Governance...

Working Hours
7:30AM – 2:30 PM

SCA in Brief

SCA Highlights

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SCA in Numbers

The numbers shows you the recent SCA transactions made and the number of services rendered per category in the recent year covering 2017 to 2018.

  • 0 Brokerage in commodities

  • 0 Brokerage in commodities

  • 0 Brokerage in securities

  • 0 General Clearing

  • 0 Central Clearing Services

  • 0 Central Depository Services

  • 0 Securities and Commodities market

  • 0 Custodian of securities

  • 0 Financial Consultation and Financial Analysis

  • 0 Financial Advisor: Issuance Manager

  • 0 Listing Advisor

  • 0 Promotion of Securities and financial products

  • 0 Introducing

  • 0 Registrar

  • 0 Investment Management

  • 0 establishing and managing Mutual Funds

  • 0 Administrative Services for Investment Funds