Home
close
About Us
About Us
Overview
Establishment
Vision, Mission and Regulatory Philosophy
Our strategic priorities
Pioneer islamic capital market
Sustainable Financial Market
Advanced Financial Market Ecosystem
Fully Fledge Financial Intermediary Institutions
Provide Public Finance to SME’s
Regulating the Financial Market Technologies
Regulating the Issuance & Trading of ICO’s through Block Chain Technology
Introduce Innovation & Advanced Solutions in Regulations & Supervision
Advanced Corporate Governance Standards based on Best International Practices
Sustain UAE ranking amongst top 10 countries in the world
Launch Joint Initiatives with Financial Markets
Organizational Chart
Board of Directors
Consultants Council
Our Partners
International Relations
Chairman Message
CEO Message
Awards and Achievements
SCA Initiatives
Information Security Management System (ISMS) Policy
Sustainable Development Success Stories
Empowering & supporting the role of women
Knowledge Management Policy
Sustainable Procurement Policy
SCA’s Risk Management Policy
Services
Services
Services Fees
Services Categories
Joint Stocks Companies
Mutual Funds
Financial Markets
Financial Services
Investors
Investment Management
Brokers
General Services
Minority Investor Protection
Regulations
Regulations
Regulations Listing
Market Rules Approved by SCA
Circulars, Rules and procedures
Anti-Money Laundering and Terrorist Financing
Draft of Legislation
Latest Regulations
The Unified advisory rules for GCC
CRS Guidance
Economic Substance Regulations
PTEC
PTEC
About PTEC
Vision and Mission
Strategic Objectives
CEO Message
Board of Trustees
News
Exams
Qualifications-led Licensing Regime
Exams Schedule
Procedures and Payment Methods
FAQ
Equivalency
CPD Program
Workshops
Investment Fund: Risk Evaluation & Analysis
Corporate Governance
Strategic Partners
Media Center
Media Center
News
Media Gallery
Events
Media Kit
Frequently Asked Questions
UAE Theme of The Year
Year of Tolerance
Year of Zayed
Events
Media Gallery
Year of Reading
Events
Media Gallery
Leadership Program for Future Financial Regulators
Events
Media Gallery
Year Of Giving
Events
Media Gallery
Innovation Portal
Actions Taken by SCA to Ensure Business Continuity in the Securities Sector
Actions Taken by SCA to Ensure Business Continuity in the Securities Sector
Actions Taken by SCA to Ensure Business Continuity in the Securities Sector
eParticipation
eParticipation
eConsultation & Decision
Social Media Channels
Contact CEO
e-Participation Policy
My Gov – Feedback
Polls
Participate in the Poll
Poll Results
sharik.ae
Surveys
Blogs
Open Data
Open Data
Companies
Financial Auditors for PJSCs and Mutual funds
Private Joint-Stock Companies Registrars
Introduction and Promotion
Bonds and Sukuk
Financial Services
Market Maker
Custodian Brokers
Financial Consultancy
Lending Agent
Investment Management
Clearing
Trading in Foreign Market
Financial Advisor - Issuance Manager
Liquidity Provider
Brokers
Share Brokers
Commodity Brokers
Margin Trading Brokers
E-Trade Brokers
Violations
Violators
Violations committed by Investors
Violations of companies licensed by SCA
Violations committed by employees of companies licensed by SCA
Violations of listed PJSCs in financial markets
Violations of members of the board of directors and employees of companies listed in the financial markets
Warnings
Reports and Statistics
Reports
International reports
Global Competitiveness Reports
Local Reports
Statistics
Poll results
Annual reports
UAE National Markets Summary Index
Open Data Policy
Bayanat.ae
Mutual Funds
passporting
Local Funds
Priority Services
Propose / Request Data
Most Important Violations and Administrative Penalties of the SCA’s Law and Regulations
Reach Us
Reach Us
Contact Us
Direct Contacts
Reporting actions that contradict the principles of Good Governance
عربي
X
Advanced Search
Close
Favorite Color
Blue
Green
Gold
Accessibility Options
Color Blindness
Increase Font Size
Decrease Font Size
Translate This Page
Night reading
On
Off
Virtual Tour
Video Guide
Print this page
Reset Settings
Listen to this page
Home
Regulations
Regulations Listing
Regulations Listing
Regulations
Regulations and Articles
Advanced Search
Select Regulation Category
- SCA Law and Functioning Regulation
- Rules and Regulations
- Regulations issued in accordance with law
Select Technical Category
- Financial Activities
-- Securities Brokerage
-- Financial Services
-- Custody
-- Market Maker
-- The establishment and management of investment funds
- Authority
- Securities Market
- Commodities Market
- Public Joint Stock Companies
- Private equity companies
- Securities
- Listing
- Securities Trading
- Disclosure
- Corporate Governance
- Arbitration
- Money Laundering
- Fees
Select Issuer
President of the UAE
Board/Chairman
The Council of Ministers
Minister of Economy
Chief Executive Officer
Other
Search
All Regulations
Click on the Regulation to load details!
Page 1 of 0
Share this page
Share
Print