Reporting capital market violations Back Service Channels Total Service Requests Not Available Start Service For inquiries call us at 800 SCAUAE (722823) Service Code 370.09.012.000 Classification G2B Sub Service Type Variation Service Service Type Transactional Priority Service No Working Hours Monday - Thursday7:30 AM - 3:30 PMFriday7:30 AM - 12:00 PM Export to PDF Change Page View Service Description This service allows all financial market participants to report any practices that violate the provisions of the SCA’s law and the regulations and decisions issued thereunder, as well as the provisions of the Commercial Companies Law and the regulations issued there under Sector Enforcement Dept Department/ Section Enforcement Dept. Service Audience Public Service Duration Instant Service steps & procedures Login the SCA’s official website Select the service and click “Start Service”. Fill out the application form and provide the required documents Requirements & Documents TERMS AND CONDITIONS: The subject of the report should be related to financial market activities or financial services subject to SCA’s supervision. The subject of the report should not have been heard before any instigative or judicial authorities within the UAE, nor should a judicial ruling have been issued in its regard. The report must be written in Arabic, or accompanied by an Arabic translation, if submitted in a foreign language. All the data and information requested in the report submission application form must be provided. Supporting documents, if any, must be submitted. REQUIRED DOCUMENTS: Copy of the Emirates ID or the passport plus the residence permit (if any). Authorization (if applicable). Copy of all the documents related to the party against which the complaint is made. Frequently Asked Question 1 What are the activities that fall within SCA’s jurisdiction and can be reported? These are the activities referred to in The Chairman of the Authority’s Board of Directors’ Decision No. (13/Chairman) of 2021 concerning the Financial Activities Rulebook and Status Regularization Mechanisms. 2 Is it possible to report any practices that violate the provisions of the Commercial Companies Law? A report may be submitted regarding any practices or breaches violating the provisions of Federal Law No. (2) of 2015 on Commercial Companies and in the areas which the SCA can exercise supervisory jurisdiction over. 3 Is it possible to recover the amounts seized by the parties against whom the report is made? The SCA is not responsible for the recovery of any amounts individuals may have lost as a result of dealing with entities it has not licensed.